Dojo Darelir, the School of Xenograg the Sorcerer

Tag: war

Inside the Greek Phalanx

May 2, 2008

At the time of the Persian Wars the great mass of a Greek army was composed of armored foot soldiers with a thrusting lance about two meters long, the hoplites. The protective equipment consisted of helmet, harness, greaves, and shield. A short sword was an auxiliary weapon.

The hoplites form a tight tactical unit, the phalanx. The phalanx is a continuous linear arrangement composed of several ranks. The depth varies; very often we hear of an 8-man depth, which seems to be regarded as a kind of normal formation; but we also hear of 12-man and even 25-man depths.

In such a phalanx two ranks at most can participate in the actual combat, with the second rank stepping into the holes of the first at the moment of contact. The following ranks serve as immediate replacements for the dead and wounded, but they exercise principally a physical and moral pressure. The deeper phalanx will defeat the more shallow one, even if on both sides exactly the same number of combatants actually manage to use their weapons.

But for the advantage of this pressure, it would be much better to lengthen the line, outflanking the enemy and enveloping his two flanks at the moment of shock. But with equal opposing forces such an envelopment can only take place at the expense of the depth of the formation, and although it requires only a few minutes from the first contact of the two lines until the envelopment has been completed, nevertheless in this time the deeper of the opposing phalanxes would presumably already have overrun the shallow center of the opponent and would thereby have broken up the whole formation.

Therefore, in any consideration of the phalanx two principles stand diametrically opposed: depth, which gives weight, and length, which facilitates envelopment. It is up to the commander to determine the depth and length of his phalanx from the circumstances of the situation, the strength of the armies, the quality of the troops on both sides, and the form of the terrain. A very large army is more strengthened in the dimension of depth than in the dimension of length, because it is extremely difficult to move a long line forward in a fairly aligned and well-ordered way, whereas the formation of a deep column is not so easily disrupted.

Since the rearmost ranks of the phalanx almost never arrive at the point of using their weapons, it might appear superfluous to supply complete protective armament to all the warriors from about the fourth rank back. Nevertheless, we have no account from the Greeks to the effect that such a distinction was ever made. An unarmored person is not capable of really fighting against an armored one. The forming up of several ranks of unarmored men behind the armored ranks would therefore have been not much more than a kind of pretense. The realization that they could not really expect to receive any true support from these rear ranks would have seriously weakened the drive, the forward thrust of the foremost ranks, in which, of course, the value of the rearmost ranks normally lies. If, at any section of the line, it really happened that, by some possible chance splitting of the phalanx, the armored enemy penetrated into the unarmored rearmost ranks, the latter would have had to give ground at once, and the flight in this one area would easily have pulled the entire army back with it.

Least of all, then, would it have been desirable to put possibly unreliable men, slaves, in the rearmost ranks of the phalanx. They would do no good there but would be able, through pre mature, perhaps even malicious, flight, to create a panic quite easily, even among the hoplites.

This explanation does not eliminate, of course, the opposite proposition, that when one has some men less well armed, they are placed in the rearmost ranks. Such lightly armed or only partially armed men can also be useful by helping friendly wounded soldiers and by killing or taking prisoner those enemy wounded over and around whom the battle is being waged. Those are only secondary services, however, and the phalanx as such presupposes the most completely armed warriors possible throughout all the ranks.

Of the utmost importance in this kind of combat is the type of men who stand in the first rank. Again and again, in his war songs, Tyrtaeus praises the men of the forward battle, ‘among those fighting in front.’ The later theoreticians recommend to army commanders that the most reliable men be placed in the first and last ranks, in order to hold the entire phalanx together. An accused Athenian citizen brought out in his defense in a trial the fact that he had voluntarily had himself placed in the first rank in a dangerous battle.

Warfare in Antiquity, pp. 53-55

No Match for a Well-Trained Aristocrat

May 2, 2008

All [medieval Japanese] warriors, regardless of rank, were trained in swordsmanship. Those of the upper ranks, of course, had more time to devote to the pursuit of excellence in this art, and to the pursuit of superior instructors—which explains why a retainer of lower rank, notwithstanding his longer exposure to the hardships of military life, was usually no match for a higher-ranking bushi in a duel. This type of situation…resembles that of Europe during the seventeenth and early eighteenth centuries [C.E.], when hardened veterans of countless battles were still no match for a well-trained aristocrat with a sword—the noble’s weapon which, with the rise of the bourgeoisie to power at the end of the eighteenth and early nineteenth centuries, became known as the gentleman’s weapon.

Secrets of the Samurai, pp. 254-55

Regimental Proprietary System

May 2, 2008
The establishment of permanent units hastened the almost universal adoption of the proprietary system, which had already begun to replace the vestiges of feudalism and of free companies. The permanent colonel was the proprietor of his regiment, accepted by the king as a permanent officer and authorized (personally, and through him his captains) to raise men. Initially, with armies being raised only for a campaign and disbanded afterward, the troops raised by the proprietary system were volunteers, more or less carefully selected from the available and willing manpower. But as the armies became permanent, the standing units were not disbanded and were kept up to strength by regular influx of recruits, usually provided by the crown. This, combined with the financial considerations in maintaining year-round units, gave the crown increasing rights of supervision over the administration and training of the regiments, and thus somewhat restricted the proprietary right previously exercised by colonels and captains.
This proprietary system could be profitable. A commander was paid for the number of men he mustered, as well as for their weapons, equipment, and subsistence. In addition to the profit to be derived from economical exercise of his proprietorship (to say nothing of the possibilities offered by parsimony and fraud), an officer could sell his proprietary interest when he retired. Thus officers’ commissions were valuable, and could be purchased. This custom of purchase of commissions continued in some armies—notably that of England—long after the proprietary system itself had disappeared.

The Encyclopedia of Military History, p. 527

Money and Manpower Wins Wars

May 2, 2008

In Book I of Thucydides’ history Pericles outlines the limitations of the Peloponnesian adversaries. They had no capital. Unlike the Spartiates, most of the allies in the Peloponnesian coalition were agrarians who needed to farm at precisely the time it was best to fight. In contrast, Athens was a sophisticated polis with vast sums of coinage in both circulation and as specie on reserve. Pericles’ adversary, King Archidamus of Sparta, agreed, and so warned his rural Peloponnesians that they were not equipped to fight a long, multifaceted war with even a seasonal militia. This new conflict, he warned, was quite different: “War is not so much a matter of men as of monetary expense.” He proved absolutely right.

The great irony of the war was that the very requisites for victory—an enormous fleet, money for rowers’ pay, and officers deployed overseas for long periods of imperial service—were inimical to the historic assumptions of rural and isolated Sparta, which heretofore had had no monetary economy. Persia finally filled the void, gave Spartan generals untold amounts of gold, and made up losses in men and materiel almost immediately. As long as Greeks were killing Greeks, the satraps of the Persian Empire were happy to subsidize the carnage.

Yet in the war’s aftermath, with the Persian subsidies gone, the implosion of the Spartan empire was directly attributable to its new financial responsibilities of administering a fleet and distant subject states that were so at odds with its old insular moral code. Money and manpower, not always just courage and class, quite literally won wars. The Peloponnesian War offered another bitter lesson, one that would also arise during the transition of Rome from republic to empire. Consensual government started in Greece as a limited enterprise. These constitutional states were predicated on a civic militia cloaked in amateurism and localism, and determined to protect the property of a minority of its citizens. But as the invective of Athenian conservatives from Plato to Aristotle illustrated, war over decades and across thousands of miles required mobilization, weaponry, and capital—and only the new resources of a more centralized and powerful state could meet those vast burdens.

A War Like No Other, pp. 303-304

Emphasis mine.

Dueling and the God of Peer Opinion

May 2, 2008

Despite repeated laws forbidding dueling, to deny a challenge marked one as unworthy. The abbé de Saint-Pierre charged in 1715 [C.E.] that [a military] officer who refused a challenge would “find himself forced by the other officers and by the commander himself to leave the regiment.”

One counts for nothing that an officer would rather pass for a coward…than to commit a mortal sin and a capital crime in formal disobedience of the law and the will of the prince; one counts for nothing that he does not want to risk his safety and the loss of the good graces of his king; he does not fight, therefore he is a coward; he is a coward, therefore he must be driven away.

The explanation for duels lay much more in the symbolic than in the real, for by their nature, duels were irrational. Ultimately, the aristocracy’s fighting spirit was driven by the individual’s drive to prove himself within the standard of his own class and thus win gloire. The nobility set standards that must be obeyed, or else the individual would lose caste. As one historian of the duel insists, dueling was “another religion.” A duel was a human sacrifice to the god of peer opinion, and so was a battle.

Battle, p. 143

Emphasis mine.

Militant Clergy

May 2, 2008

A position of importance in the practice of bujutsu, considered by certain authorities comparable to that occupied by the bushi, was held by that interesting figure, the militant monk or priest, who played a relevant role in the history of Japan not only during the late Heian period but throughout those troubled centuries which culminated in the Tokugawa dictatorship. Almost every organized religion has assumed a military posture at some point in its development, especially during those early stages marked by the emergence of man from the shadows of prehistory. Those feelings of wonder and terror inspired by the unknown forces of existence which buffeted man about, reinforced by his survival instinct, all contributed to the highly mystical nature of most national beginnings. Actually, in most cultures, the early kings were also high priests who ruled theocracies wherein a faith in a particular divinity helped the nation to coalesce and establish its foundations, this faith being expressed through rites or through force of arms, or, more usually, through a combination of the two, in forms of combat considered divinely inspired.

Secrets of the Samurai, p. 132

Emphasis mine.

Religious Rituals of War

May 2, 2008

What attitudes about warfare are suggested by the common features of primitive religion? The signals are mixed. The constant participation of the spirit world conveys a sense of “bellicism”—of warfare as part of the natural world. At the same time, warfare seems to be regarded, even by the most warlike, as a sort of interruption of normal life. Warriors must be dressed and painted so as to change their personalities. Special ceremonies signal their departure from normal life, and others, their return to it. Above all, warfare requires justification: The constant efforts to secure the favor of the spirit world imply that fighting and killing to avenge wrongs are required by the order of the world. …[T]he elaborate ritualization of primitive warfare both promotes war and limits it. It is possible to discern in primitive religion the germs of all later philosophical and theological interpretations of warfare, including both jus ad bellum (the right to make war) and jus in bello (rights in war).

Specific myths about the origins of war are difficult to find because the practice is so taken for granted. Most mythology seems to assume that conflict is simply part of the cosmos and has been so always, among spirits as well as men. Even if there was a primitive dreamtime inhabited by ancestors or gods, these beings fought with one another. Often the cosmos itself must be born in battle, as in the Babylonian creation myth, where the gods fight Tiamat the cosmic dragon and make the world out of her dismembered body.

In organized chiefdoms, the rituals of war take on a theocratic function: The chief is a deputy of the gods, sometimes divine himself, and all warfare has to be explained as an act of the gods, fought for their honor and glory and the honor and glory of their chiefly champion. All warfare must still be justified as an act of righteous vengeance. As shamans once brought down the spirits with magic to help the people avenge their wrongs, so priests petition the gods with sacrifice to avenge the wrongs of the chief.

In the early civilizations religion does not change much in the ideology of war. The rituals of war become more costly and ferocious, and the gods and their myths are more clearly defined by organized temple priesthoods. But all aspects of warfare are still interpreted in the terms of theocratic kingly militarism. The inscriptions of the Assyrian kings attribute all their victories and massacres to the power of Assur, a being far more reliable than the primitive spirits in that he had little use for chivalric conventions and none at all for purification rites.

The Origins of Western Warfare, pp. 40-41

Emphasis mine.

From Ghazi to Sipahi

May 2, 2008

The ghazi warriors who provided the original cutting edge of Ottoman expansion were land-hungry freebooters of diverse origins. An increase in the size of this group was essential if the Ottoman state was to continue expanding. The timar system provided an economic basis for a numerous class of such sipahis, whose obedience was ensured by institutionalizing denial of the hereditary principle in the Ottoman law of feudal land-holding, and whose appetite for warfare was stimulated by the enticing prospect of fresh plunder perpetually available across the frontiers of the empire. According to the Venetian ambassador…there were 80,000 sipahis in European Turkey in 1573 [C.E.] and 50,000 in the Asiatic provinces, together with 15,000 sipahis ‘of the Porte’, household cavalry who were paid by the treasury and did not receive timars. The sipahis remained an unruly class, militarily valuable but politically untrustworthy, whose turbulence it was necessary to balance and control by increasing the numbers and improving the efficiency of public administrators and by establishing a body of household infantry whose effectiveness on campaign and loyalty to the sultan were beyond question. It was in response to these requirements that the Ottomans of the fifteenth and sixteenth centuries developed slavery as a fundamental social institution; organizing by this means a supply of obedient and talented soldiers and administrators on a scale suited to the demands of a great imperialist power.

The Ottoman Impact on Europe, pp. 49-50

The Iliad Is Not Just a Glorious Poem

May 2, 2008

The Iliad is not just a glorious poem—it is a textbook, and was taken as such throughout the history of the ancient world. How should you defend a gate? Like Telamonian Ajax. How should you follow up an attack? Like Hector, “flame-like,” when he drove the Danaans back on their ships. How should you handle your most powerful weapon? Not, presumably, as Agamemnon handled Achilles.

Chances Are…, pp. 239-40

Courage, Not Manners, Was the Hallmark of a Gentleman

May 2, 2008

If a gentleman issued or accepted a challenge in proper form and, fought like a gentleman, with a gentleman, then to be vanquished; was no defeat. Certainly it was nobler than suffering the insult or refusing the fight. And to be killed in a duel by your equal was, if not exactly a pleasure, at least honorable. Your grandchildren could tell of it proudly.

Courage, not manners, was the hallmark of a gentleman. As the duel epidemic spread, courage came to mean a thin skin and an unruly temper, the thinner and more unruly, the more gentlemanly. A gentleman was proud of his temper and indulged and cherished it. There may have been, off in remote country estates, phlegmatic gentlemen landowners, waistcoats bulging with good claret and venison, who chuckled at insults, waved them away, and opened another bottle, but in the cities, the armies, and the universities, prickliness was a point of pride, as proud youths in tough neighborhoods are quick to avenge being “dissed.” An easygoing temperament meant your blood was slow, and cold, and lowly.

In The Three Musketeers, the noble Aramis studies in the seminary for ten years to fulfill his dream of becoming an abbé, but a jealous officer insults him, and he quits the seminary and goes off to take fencing lessons daily for a year. Then he finds the officer, calls him out, and strikes him dead. “I am a gentleman born—my blood is warm,” he explains.

In The Tempest, Prospero threatens Ferdinand, son and heir to the king of Naples, and Ferdinand promptly draws his sword. Miranda cries, “0 dear father, make not too rash a trial of him, for he’s gentle, and not fearful.” By gentle, she doesn’t mean he’s kind to dogs and small children. She means he’s well-bred, and therefore bad tempered, armed and dangerous. Not to be trifled with.

As its first definition of “gentle,” the Oxford English Dictionary, both feet stubbornly planted in the past, gives “well-born, belonging to a family of position; originally used synonymously with noble, but afterwards distinguished from it, either as a wider term, or as designating a lower degree of rank. Also, in heraldic use: Having the rank or status of ‘gentleman,’ the distinguishing mark of which is the right to bear arms.”

Gentlemen bore arms. In the Scottish Highlands, where nobody would think of leaving the house without a sword, or perhaps even sitting down to dinner without one, true gentlemen distinguished themselves from their lowlier neighbors by a feather in the bonnet as well—as in “a feather in his cap”—but elsewhere only gentlemen were entitled to the sword. Swords were the badge of a man who needed no help “beyond that of his heart, his sword, and his valor.” The French called it “la noblesse de l’epee.”

Gentlemen’s Blood, p. 28-29

Emphasis mine.

Transformation of the Hoplite Phalanx

May 2, 2008

In the two great battles of the Peloponnesian War, at Delium and Mantinea, one sees the very beginning of the Greek infantry tactics of deep columns, reserves, integrated cavalry units, adaptation to terrain, and secondary maneuvers, which would only accelerate in the fourth century [B.C.E.] under Epaminondas and come to fruition with Philip and Alexander. Hoplite battle in the Peloponnesian War began a slow transformation, from phalanxes rather artificially deciding wars to hoplites becoming part of an integrated force of horsemen, light-armed troops, and missile troops that could win theaters of conflict on the basis of military efficacy rather than traditional protocol.

A War Like No Other, p. 141

Hand-to-Hand Combat Was Rare in Ancient Warfare

May 2, 2008

…No one now alive has witnessed combat between organized forces using hand-to-hand weapons, for the last vestige of it disappeared one hundred fifty years ago when the bayonet charge became obsolete. We tend to think (assisted by the movies) that direct shock combat of the sort described above was much more common in premodern warfare than it was. In reality, it was always difficult to make foot soldiers seriously engage one another with edged weapons because of their natural tendency to keep out of one another’s way. We have already seen that the Persian and other Eastern armies put no faith in heavy infantry assault. The main function of their spearmen was to provide cover for their archers, and battles were won by cavalry and archers with a minimum of physical contact. Only the Greeks had developed a style of warfare that made shock combat inevitable, because their infantry formation was no loose huddle but a tight rectangle (phalanx) often eight ranks deep or more, its heavy shields a collective locking device, its sheer depth and weight propelling the men in the front ranks onto the spears of the enemy.

The Origins of Western Warfare, p. 48

Not a General’s Affair

May 2, 2008

The considerable military literature of the Warring States Period [of ancient China] also illustrates greater professionalism in command as armies grew, employed more complex tactics, and required great skill of their leaders. Control of an army with drums, bells, and banners, rather than fighting in the first rank, became the true mark of a general. When offered a sword by his officers just before a battle, General Wu Ch’i refused it, explaining, “The general takes sole control of the flags and drums, and that is all. Approaching hardship he decides what is doubtful, controls the troops, and directs their blades. Such is the work of the general. Bearing a single sword, that is not a general’s affair….”

Battle, pp. 39-40

Emphasis mine.

Assaulting Cities is the Oldest Expression of Warfare

May 2, 2008

Assaulting cities is the oldest, and often the most brutal, expression of warfare. The earliest Western literature begins with the biblical siege of Jericho and the Achaeans’ attack on Troy. The most moving passages in Thucydides‘ entire history of the [Peloponnesian] war—the Plataeans’ pleas for mercy, the debate between Cleon and Diodotus over the fate of the Mytileneans, the Melian Dialogue, the butchery of the boys at Mycalessus, and the great siege at Syracuse—revolve around the assault on communities of men, women, and children when war came to the very doorstep of the Greek family. Indeed, Mycalessus proved horrific precisely because the Thracian mercenaries sought no real military objective other than the psychological terror of slaughtering children at school—the ancient version of the Chechnyan terrorist assault on the Russian school in Belsan during early September 2004, which shocked the modern world and confirmed Thucydides’ prognosis that his history really was a possession for all time, inasmuch as human nature, as he saw, has remained constant across time and space.

There is something surrealistic about storming a city. Sieges are final, ultimate verdicts about not merely the fate of soldiers but of a very people. Nothing is more chilling, for example, than the final hours of Constantinople—10,000 people huddled under the dome of St. Sophia, praying in vain for the angel of deliverance on the early afternoon of May 29, 1453 [C.E.], as the sultan’s shock troops burst in to end for good the thousand-year culture of Byzantium. In sieges, women and old men fight from the walls. Ad hoc genius is manifested in countermeasures—history’s array of missiles, flame, cranes, and flying roof tiles—as the fate of thousands sometimes depends solely on their own collective intelligence and resolve. In the age of bombers, whose aerial weapons can make walls superfluous, sieges might seem a thing of the past, until one recalls that Leningrad and Stalingrad were two of the greatest and most costly sieges of the ages.

A War Like No Other, pp. 179-80

Redefinition of Courage

May 2, 2008
The gun was ravaging the soul of the warrior. To many among them, virtually the whole purpose of battle was to demonstrate courage. Custom dictated that an international corps of heralds hung like scavengers about the battlefield, ascertaining brave deeds to be recorded by chroniclers. Bullets were making the whole process ridiculous; the standards of courage were becoming the standards of idiocy. Insistence on close-in fighting, elaborate rituals of identification, and pairing off were not just inappropriate on a battlefield full of guns; they helped reveal the impotence of the ruling classes.
The bullet-riddled environment of the sixteenth century [C.E.] demanded a basic redefinition of what constituted courage. This would take time; but an incident near Brussels in 1582, during the Dutch rebellion, foreshadowed the direction it took. It was an early-spring afternoon and Alexandro Farnese, the Duke of Parma, Philip II of Spain’s most famous general, decided to dine with his staff outdoors, near the trench works. No sooner had they sat down when a cannonball took off the head of a young Walloon officer, and a skull fragment also struck out the eye of another gentleman. The table was cleared only to have a second ball kill two more of the guests. Their blood and brains strewn over the previously festive board, the remaining diners lost all appetite and got up to leave. Yet Parma calmly insisted his guests resume their places, ordering his servants to take away the bodies and bring a clean tablecloth.
A traditional hero might have charged the cannon…not Parma. His response was passive disdain. If flesh and bone were unequal to flying lead and iron, the spirit was. Parma’s defiant hospitality was a prototype. One day men of courage would be inclined to stand fast and take it. Other than ferocious aggressiveness, not flinching became the sine qua non of the warrior class.

Soul of the Sword, p. 124

The Challenge of Making Steel

May 2, 2008

By 2500 [B.C.E.], iron, which the Sumerians called “a metal from heaven,” was already in use. (The word “iron” has close English connections to the word “ire” but is also related to “holiness,” “frenzy,” and “defecation”—all having the common denominator “fast-moving.”) Societies started to make swords from iron without realizing what the processes they employed did to the metals under hammer and forge—they simply judged by the results. Not until 1860 [C.E.], quite late in the first industrial revolution, did people start to understand carbon’s role in the steelmaking process. To make cast iron, one needs about 4 percent carbon (about as much as pure iron will hold); to make steel, one needs iron and 1 percent carbon or less.

That carbon would affect the behavior of iron is easy enough to understand, but these percentages seem so small. [Professor James E.] Gordon clarifies all this by explaining that the percentage is calculated by weight, not volume—and since carbon atoms are much lighter than iron atoms, the actual volume of carbon in steel is about 20 percent.

The difficulty facing the primitive metallurgist was to get a furnace hot enough to fuse metal and carbon. Bronze melts at between 900 and 1,000 degrees Celsius, just within reach of the ordinary wood fire. Pure iron melts at 1,535 degrees—for centuries beyond the range of technology, which is what makes the achievements of the Damascene swordsmiths so astonishing. However, even small amounts (by weight) of carbon will lower the melting point of iron considerably, and carbon fuel, usually in the form of charcoal, was often used to heat iron ore. If just over 4 percent of carbon seeped into the metal, it would lower the melting point by nearly 40 degrees, a temperature just about attainable with a blown charcoal fire. The Damascenes must have discovered this technique for themselves, after which it fell out of memory for several centuries.

Hammering iron has two effects: first, it squeezes out most impurities, including what is known as “slag,” a dirty brown or gray substance formed from mixing with lime or limestone; second, it reduces the carbon content of the iron, leaving only small amounts of silicon and slag, both of which protect the wrought iron from becoming too soft. When iron is heated and beaten into elongated billets, it develops a particular kind of oxide coating. A smith would then double the metal over like a piece of pastry, trapping the oxidized film between layers of hot metal. This folding process would be repeated about a dozen times, which is why top-grade swords when broken show a delicate wavy pattern, each line the sign of a beating operation. But the alloy will stand a maximum of only about fifteen such procedures; thereafter blades begin to weaken (our word “meager” is related to the French word “marcrosse,” meaning “endlessly thinned out”).

Next comes the crucial “quenching” phase. This hardens the steel as it progresses from its “austenite” to its “martensite” state—that is, iron once again deprived of carbon. The metal loses heat very rapidly, but a smith must still quench a blade, that is, plunge it quickly into a cool liquid, as fast as he can. If a blade is quenched too swiftly, cracks appear, especially if water rather than oil is used. So quenching hardens, tempering softens; the trick is to find the ideal balance. Preparing a steel blade entails a series of approximations, each process going too far in one direction and being offset by the next.

Quenching calls upon a further special skill, and at this point sword-making enters into mythology. Some of the myths are true, however: it is better to quench a blade in urine because it cools more quickly than water. Urine also contains urea and ammonia, both nitrogen compounds, which spread into the iron, forming hard needlelike crystals of iron nitride. These again contribute to the strength of a blade, but iron has to be very hot for the nitrogen compounds to enter it—dogs do not harden lampposts.

By The Sword, p. 110-12

Art of Japanese Spear Fighting

May 1, 2008

Naturally, there were many ryu and many sensei of bujutsu who specialized, often exclusively, in the use of the spear in combat. Famous among the former was the ancient Hozo-in ryu, named after the Hozo monastery where spear fighting was widely practiced. The Shinkage ryu, famed for its skillful swordsmen, also included spear fighting in its program of instruction. According to the literature of bujutsu, an expert spearman trained in any of these schools was studiously avoided not only by single warriors armed with the formidable katana but even by groups of warriors whom he could scatter with an intricate, yet impenetrable and deadly circular dance—his long weapon cutting, thrusting, slashing, and parrying as it cut through the air around him in a series of murderous whorls….

According to the major types of spears, there were two major arts or methods of using them: yarijutsu, the art of the straight spear, and naginatajutsu (or simply naginata), the art of the curved spear. Each art was practiced in accordance with innumerable styles, and there were subspecializations centered upon the use of all the various types of long and short spears and javelins. All shared a substantial number of basic techniques, such as the thrusts (tsuki), strikes (kiri), and parries which, in common with all cutting weapons, were also found in swordsmanship. Postures of readiness, introductory movements, styles of moving in toward an opponent or of sliding out of range of his blade, manners of reaching a target or of evading an attack, varied from school to school and even, within each, from expert to expert….

…In feudal times every part of the yari was used, including the bottom, which was usually capped with a pointed metal head; and that the position of readiness with the spear kept close to the side (in one of the predominant styles) was known as kai-kumi. We also know that several schools taught intricate patterns, high and low (jumonji-yari), in order to be able to strike not only from the front but also with characteristic sweeps directed at the opponent’s rear, while other schools specialized in parrying, hooking, and deflecting techniques known as kagi-yari. Naginatajutsu added to the techniques of the yari those circular cuts particularly appropriate to the curved shape of the naginata.

Secrets of the Samurai, pp. 250-253

Emphasis mine.

Material Cost Versus Psychological Benefit of Sieges

May 1, 2008
Sieges—whether Sparta’s successful attack on Plataea or Athens’ ruination of Melos—were often not explicable in a traditional strategic calculus of cost versus benefits. After all, what did the possession of Plataea do for the Spartan cause? How was Athens made more secure, wealthier, or stronger by taking Melos? The rent from the farms of the Athenian colonists who settled in the surrounding countryside after the city fell could hardly have paid the cost of the long siege. Nor would the sale of captives into slavery recover the expenses of the besiegers. Instead, the efforts to storm recalcitrant cities seemed to confer enormous psychological implications on the reputation and competence of the two powers. Letting Plataea defiantly stand apart from Thebes or Mytilene boast of its independence was seen as a contagion that could weaken the entire system of alliances that had grown up after the Persian Wars.

A War Like No Other, p. 178

Steppe Ponies, Not Horses

May 1, 2008

The steppe horse should probably be considered a pony rather than a horse, and the distinction between pony and horse is recognized by horsemen today, even if that distinction is not precise. Ponies are generally smaller than horses, usually no more than fourteen hands high, and in the common view this is their principal distinction. However, there are other equally significant differences between ponies and horses, and these are important in considering the effectiveness and threat posed by the steppe peoples who rode them.

Ponies are tough, often stockier than horses, and surprisingly strong. Some modern ponies, such as the halflinger, while not as tall as a horse, may be as heavy. As a rule their proportions are different—their legs may be relatively shorter and thicker and their heads proportionately larger. Their manes and tails are often longer and their hair more coarse. Their generally smaller size may account for the fact that they live longer than horses and require less food, and food of lesser quality. All of these factors, along with some Paleolithic evidence, suggested to a Scottish scientist at the turn of the century that ponies and horses were distinct “races” in ancient times and that size alone might be a rather arbitrary distinction. Clearly the two are very close and are often interbred, but the question of their lineage is not so much a concern here as are the pony’s excellent qualities of strength, stamina and ability to subsist on little food. All of this was well known in antiquity. In the fifth century the Roman author Vegetius wrote of Hun horses that they were ugly and small, but rated them as best for warfare because of their toughness and obedience.

Warriors of the Steppe, p. 16

Emphasis mine.

Early Iron Age Armies

May 1, 2008

…From the late seventeenth to the late thirteenth century [B.C.E.], for the eastern Mediterranean kingdoms warfare was a contest between opposing chariot forces, and the only offensive infantrymen who participated in battle were the ‘runners’—the skirmishers who ran among the chariots…. Although there is distressingly little information for the centuries following the Catastrophe [in the 12th century B.C.E.], what there is suggests that all over the eastern Mediterranean the principal role in battle was now borne by offensive infantrymen. Thus chariot warfare, which in the Late Bronze Age had distinguished cities and kingdoms from the barbarous hinterlands (where horses and a chariot were a luxury that few, if any, could afford), did not survive into the Iron Age, and even the wealthiest kings had now to depend primarily upon footsoldiers.

It is generally recognized that the chariot was less important in the Iron Age than in the Late Bronze Age. By the reign of Tiglath-Pileser III [of Assyria] (745-27 [B.C.E.]) the light, two-horse chariot rarely appeared on the battlefield, since by that time the tasks hitherto assigned to chariots were normally carried out by cavalry. As a result, the Neo-Assyrian chariot became an enormous and cumbersome vehicle, carrying a variety of passengers and drawn by three or four horses. Such vehicles had little in common with the war chariot of the Bronze Age and seem to have served as prestige conveyances for the king and lesser dignitaries. In classical times (if we except the dreadful but ineffective ‘scythed’ chariots of the Persians) the chariot was associated almost entirely with status, parades, and recreation. We may thus say that in the Iron Age cavalry ‘replaced’ chariotry as an effective military arm.

The earliest representations of archers shooting from the backs of galloping horses are ninth-century Assyrian reliefs. These reliefs show the cavalry archers operating in pairs: one cavalryman holds the reins of both his own and his partner’s horse, allowing the partner to use his hands for the bow and bowstring. The early cavalry teams thus parallel exactly the charioteer and chariot archer. The cavalry archer was undoubtedly less accurate than his counterpart on a chariot (bouncing on a horse’s back was less conducive to a good shot than standing—knees bent—on the leather-strap platform of a chariot). But in other respects the cavalry teams were surely superior. They were able, first of all, to operate in terrain too rough for wheeled vehicles. And their chances for flight, when things went wrong, were much better: when a chariot horse was injured, both crewmen were in immediate danger, but if a cavalryman’s horse was killed or injured the cavalryman could immediately leap on the back of his partner’s horse and so ride out of harm’s way. Yet another advantage of cavalry over chariotry was economic, since the cost of purchasing and maintaining a vehicle was considerable. The Chronicler claims…that in the tenth century [B.C.E.] the chariot itself cost twice as much as the team that pulled it.

How early in the Iron Age kings began to use cavalries in place of or alongside chariotries cannot be determined, since there is so little documentary and pictorial evidence for the period 1150-900 [B.C.E.]. By the middle of the ninth century cavalries were obviously well established, since at the Battle of Qarqar Shalmaneser III faced many men on horseback (and some on the backs of camels) and since he himself claimed to have 2,002 chariots and 5,542 cavalrymen. For earlier centuries all we have are Hebrew traditions, and although they are hardly trustworthy it must be noted that they routinely associate cavalries with the kings of the period. Solomon was said to have maintained twelve thousand parashim; David was believed to have defeated enormous horse troops consisting of both chariots and cavalrymen; and Saul was reported to have been slain on Mt. Gilboa by Philistine parashim.

The End of the Bronze Age, pp. 164-65