Dojo Darelir, the School of Xenograg the Sorcerer

Tag: rulership

In Personal Terms Rather Than in Abstractions

November 8, 2012

The Bronze Age was an era that preferred to put things in personal terms rather than in abstractions. Instead of justice, security, or any of the other issues that would be part of a war debate today, the Bronze Age tended to speak of family and friendship, crime and punishment. Near Eastern kings proclaim in their inscriptions that they fought to take vengeance on their enemies and on rebels; they fought those who boasted or who transgressed their path or who violated the king’s boundaries or raised their bows against royal allies; they fought to widen their borders and bring gifts to their loyal friends. A Hittite king says that his enemies attacked him when he came to the throne because they judged him young and weak—their mistake! Allies are royal vassals, obliged to have the same friends and enemies as the king.

The Trojan War: A New History, pp. 17-18

Money in Medieval England and France

September 24, 2011

Like everything else about the Middle Ages, styles of money varied from place to place, and understanding the relationship between denominations can therefore be confusing. In fact, in the thirteenth century [C.E.], there was only one type of coin in existence: a small, silver piece known in England as a penny and in France as a denier. In England, twelve pennies equaled a shilling (although there were no shillings minted, you simply counted out twelve pennies into someone’s hand); in France twelve deniers equaled a sous (although, likewise, there were no sous in existence). There were, in England, 20 shillings or 240 pennies to a pound sterling; in France there were 20 sous or 240 deniers to a livre. Once again, there was no actual coin struck representing a pound or a livre; to payoff the debt of a pound the debtor handed the creditor a sack containing 240 pennies; in France, to pay off the debt of a livre, the sack would contain 240 deniers. In England, just to make the concept as complicated as possible, they also measured silver by a weight measure called the mark. A mark was two-thirds the weight of a pound sterling, so a mark of silver was the same as 160 pennies. But if the debt was in marks, you didn’t have to supply pennies, a person could use any silver he or she happened to have lying around the house, like a silver plate, just so long as it weighed the right number of marks. When [King Henry III of England] and [Queen] Eleanor promised to pay the pope 135,541 marks to fund [their son] Edmund‘s campaign for the kingship of Sicily, they were promising to pay approximately £90,812, or nearly three years’ income, some of which, presumably, could have come in the form of the royal dining service.…

Just like today, French money and English money differed sufficiently so as to require a rate of exchange. In France, the quality and fineness of a denier (and therefore of a livre composed of those deniers) varied so much that the coins were labeled by location, which is why some of the French sums mentioned in [this book] were specified as livres toumois (minted in Tours, of high quality) and others as livres parisis (minted in Paris, of much lower quality).… The exchange rate in 1265 [C.E.] between livres parisis and the pound sterling was 90 sous (or 1,080 deniers) to the pound. To make it easier, there were 4½ livres parisis to a pound sterling, and 3 livres parisis to a mark. The annual French royal income of 250,000 livres (most likely livres parisis) was therefore the equivalent of about £55,556, a much larger sum than was available to their English counterparts. Henry and Eleanor only had an average annual income of about £36,000.

Anyone who wants to go deeper into this subject should definitely read Peter Spufford’s authoritative and comprehensive work, Money and Its Use in Medieval Europe (Cambridge University Press, 1988), and its complement, The Handbook of Medieval Exchange.

Four Queens, pp. 309-10

Emphasis mine.

War As a Lawsuit Before the Gods

February 24, 2010

The Bronze Age generally thought of war as a divine drama of law enforcement: war punished criminals who had offended the gods. The Hittites gave this conception a twist and imagined war as a lawsuit before the gods, who would favor one of the plaintiffs with victory. To the Greeks, Paris [of Troy] had twice violated the gods’ laws, first by committing adultery and second by abusing his host’s generosity. Menelaus’s fellow rulers had a clear responsibility to avenge the gods by going to war against Troy unless Helen and the treasures were returned. Anything less would expose themselves to divine punishment.

The Trojan War, p. 27

Heroic Code Says the Younger Generation Is Inferior

February 23, 2010

In the Iliad‘s heroic world, the attribute of being superior to one’s father is very dangerous, associated above all with usurpation. Zeus, the king of gods, came to power by overthrowing his father, Kronos—as Kronos had overthrown his father before him. Among gods, a son greater in strength than his father, then, can, and usually does, overturn the cosmic order.

Among men, a central tenet of the heroic code is that the younger generation is inferior to the elder, or to the generation of its fathers. Old Nestor’s authority among the Achaeans rests exclusively upon the fact, which he never tires of proclaiming, that he belongs to the age of heroes of old: “‘I fought single-handed, yet against such men no one of the mortals now alive upon earth could do battle.'” In heroic society, a hero is cajoled, bullied, or persuaded into line by being reminded of the illustrious deeds his father committed. Deference to the tenet that the fathers of old are greater than the heroes of today is part of the moral cement that holds heroic society together.

The War That Killed Achilles, Chapter 1

Emphasis mine.

Medieval English Currency

April 25, 2009

In the fifteenth century [C.E.], [the English] one pound sterling (£1) was divided not just into twenty shillings (20s), or two hundred and forty pence (240d), but also into six parts: one sixth (3s 4d) was known as a crown, a third (6s 8d) as a noble and two thirds (13s 4d) as a mark. To give the reader a rough idea of the current values of these sums, I have used figures supplied by the Office for National Statistics, which equate £1 in 1415 with £414 ($666.54) in 1999.

Agincourt, p. xv

Codex Books Supplant Scrolls

November 16, 2008

In the century before the fall of Rome, the unwieldy 12-foot-long papyrus scrolls of Alexandria had started to cede room on the shelves to a new form of document: the codex book, so named because it originated from attempts to “codify” the Roman law in a format that supported easier information retrieval. The new format boasted a more navigable interface, featuring leafed pages bound between durable hard covers. Not only was the new format more resilient than the carefully wound scrolls that preceded it, it facilitated a new way of engaging with the text. Scrolls, by their physical nature, demanded linear reading from start to finish. They required a commitment on the part of the reader and resisted attempts to extract individual nuggets of information. But with a codex book, readers could now flip between pages easily to pinpoint any passage in a text. As Hobart and Schiffman write, “The codex had the potential to transform the manuscript from a cumbersome mnemonic aid to a readily accessible information storehouse.”

The new technology of the book ushered in a whole new way of reading: random access. A document no longer had to be read from top to bottom; its pages could be flipped, allowing the reader to move around at will. By letting users move freely from page to page, the new book allowed readers to form their own networks of association within a particular text. Scrolls, on the other hand, encouraged linear reading. The book also had one more considerable advantage over the old scrolls: portability. While collections of papyrus scrolls and codex books coexisted in late Roman libraries, the destruction of the empire saw most of the great old library collections burned, plundered, or scattered. The codex book format proved hardier and more portable than the old scrolls; as a result, many scrolls failed to survive the fall of the Roman empire, and a great deal of the literature that lived on did so between the covers of bound books.

Glut, p. 79

Emphasis mine.

Libraries as Vessels of Political Power

November 16, 2008

The earliest libraries were first and foremost vessels of political power, consolidating the accumulated intellectual capital of the early nation-states and providing a durable link with the past by invoking religious authority and asserting a relationship to the gods. The gods, by extension, protected the library, and the genealogical relationships of the gods, echoing old folk taxonomies, found a new manifestation in the nested hierarchies of state institutions.

The first libraries existed primarily to support these growing imperial hierarchies. In China, the earliest known library dates to 1400 [B.C.E.]. In Egypt, Rameses II established a sacred library at Thebes in 1225 [B.C.E.]. The first Indian manuscript collections date as far back as 1000 [B.C.E.]. Each of these great imperial civilizations seems to have progressed along a markedly similar (though far from identical) path: Agricultural settlements developed a commercial facility for writing, enabling them to make the transition from tribal societies to nation-states. As some of those nation-states grew into empires, they began producing more varied forms of literature that were eventually gathered into libraries.

The fates of those libraries would prove no less turbulent than the empires that built them. Indeed, the advent of literacy and book making has invariably been accompanied by violence and political turmoil. When the Emperor Shi Huangdi consolidated power over the Chinese Empire in 213 [B.C.E.], he promptly ordered an imperial biblioclasm, commanding the destruction of every book in the kingdom. Soldiers demolished the old royal library, a priceless trove of early Confucian and Taoist texts known as the Heavenly Archives (whose most famous curator was Lao Tzu). After clearing the brush of the prior regime’s intellectual legacy, the emperor created a new library, complete with a new classification system to reflect the new imperial order….

Glut, p. 55

Written Language and Political Legitimacy

November 16, 2008

The relationship between written language and political legitimacy stretches deep into antiquity. Just as the earliest literate cultures had invented fables to explain the spellbinding power of the written word, later civilizations would invoke mythologies to assert the bond between writing and the political authority of the state. Ancient Romans attributed the prosperity of their empire in part to the purchase of three divine books by the ancient King Tarquin. According to the story, Tarquin bought the volumes from the Prophetess Sibyl only after spurning her original offer of nine books, six of which she proceeded to burn out of spite. Realizing his mistake, Tarquin quickly came to his senses and snapped up the remaining volumes. Those books would later occupy a place of honor in the Roman forum, providing a tangible bridge from the mythic world to the present, until they were finally destroyed along with the empire during the great sieges. The Assyrians assigned a similar mythological significance to the power of writing in their tale of Zu, a lesser god who steals a divine tablet from the ruling god Enlil and brings it to Assyria. The tablet is said to reveal the fate of the gods, thus granting the Assyrian kingdom a measure of power over the gods themselves.

Glut, p. 54

Birth of the Caliphate

May 9, 2008
The origins and growth of Islam are indeed exceedingly difficult to explain; but the facts are not in dispute. Muhammad’s preaching began soon after his earliest revelations in about 610 [C.E.]. In 622 he left Mecca for Medina, the famous Hijra or migration which has ever since featured as Year I in the Muslim calendar. By the time of his death in 632 the community which he had founded had come to embrace many of the tribes which inhabited the Arabian peninsula. A new power had been born. In the following generation the caliphs who succeeded to the Prophet’s leadership — and the Arabic word khalifa means simply ‘successor’ — unleashed the military energies of the tribesmen upon the settled peoples of the Fertile Crescent. At that date the area was dominated by the two superpowers of the ancient world, the Persian and Roman empires. Between 633 and 651 Persia was defeated by Islam and overrun in a series of lightning campaigns: Islamic dominion in the East reached into modern Afghanistan. In the early seventh century the Roman empire had consisted of the eastern and southern Mediterranean lands stretching from Greece and the Balkans through Asia Minor, Syria, Palestine, Egypt and on through North Africa to distant outposts in modern Morocco. (It is often referred to as the Byzantine empire, a name derived from the settlement which underlay the empire’s capital city, Constantinople, but its rulers referred to themselves as Roman emperors. The western provinces of the empire had been taken over by Germanic invaders at an earlier date.) Between 634 and 638 Palestine and Syria were conquered by the Islamic armies. Egypt followed in the years 640-2, and in the following year Arab forces began to stream into the provinces that form the modern state of Libya.
Thus within twenty years of Muhammad’s death his followers had destroyed one ancient empire and hacked great chunks off another. Mighty cities such as Antioch and Alexandria had fallen into Muslim hands. The most sacred sites in Christendom, the Holy Places of Jerusalem and Palestine, had been lost: not for over four centuries would Christian armies attempt to recover them.

The Quest for El Cid, p. 11

Silver and Gold Coinage

May 9, 2008

In the year 948 [C.E.] an Arab traveller named Ibn Hawkal visited Spain. About twenty years later he composed a geographical handbook, ambitiously called the Description of the World, which included an account of Spain based on his travels there. He was an intelligent and observant man, and if we wish to discover what al-Andalus was like in the tenth century we can do no better than to put ourselves in his hands.

Ibn Hawkal was struck in the first place by the general prosperity of al-Andalus:

There are uncultivated lands, but the greater part of the country is cultivated and densely settled…. Plenty and content govern every aspect of life. Possession of goods and the means of acquiring wealth are common to all classes of the population. These benefits even extend to artisans and workmen, thanks to the light taxes, the good state of the country and the wealth of its ruler—for he has no need to impose heavy levies and taxes.

He correctly saw an indicator of this prosperity in the great amount of money in circulation. From the eighth century [C.E.] the only coin struck in Muslim Spain was the silver dirhem, but in the 920s ‘Abd al-Rahman III inaugurated a period of bimetallism by undertaking the minting of gold coins called dinars. The ratio was seventeen dirhems to one dinar, which was in line with the ratio in the rest of the Islamic world and in the Eastern Roman empire—in itself an indication that al-Andalus was now part of a larger commercial community. The state mint at Cordoba exercised control over the weight, fineness and design of the coinage. The volume of coin in circulation seems to have been very large, and this is another indicator of commercial prosperity, for only a favourable trade balance could account for the inflow of bullion to sustain an ample monetary circulation.

The Quest for El Cid, pp. 17-18

Emphasis mine.

A Weak King Was Not a King

May 7, 2008

To rule, after all, is to have power, whether over things, over men (by other men or some god), or over men and gods together (by Zeus). But the bardic formulas sometimes add a little touch that is extremely revealing. In five instances anassein is qualified with the adverb iphi, ‘by might’, so that king’s rule (but never the householder’s) becomes rule by might. This must under no circumstances be taken to imply tyranny, forcible rule in the invidious sense. When Hector prayed for his son to ‘rule by might in Ilion’ ([The Iliad, Book] VI 478), he was asking the gods that the boy succeed to the throne, not that he be endowed with the qualities of a despot….

Iphi quietly directs attention to the limits upon the parallel between head of a household and king. One critical test lay in the succession. The kings, like Hector, were personally interested in pushing the family parallel to the point at which their sons could automatically follow them on the throne as they succeeded them in the oikos. ‘The king is dead! Long live the king!’ That proclamation is the final triumph of the dynastic principle in monarchy. But never in the world of Odysseus was it pronounced by the herald. Kingship had not come that far, and the other aristocrats often succeeded in forcing a substitute announcement: ‘The king is dead! The struggle for the throne is open!’ That is how the entire Ithacan theme of the Odyssey can be summed up. ‘Rule by might’, in other words, meant that a weak king was not a king, that a king either had the might to rule or he did not rule at all.

The World of Odysseus, pp. 83-84

Emphasis mine.

Three Checks to Autocracy

May 6, 2008

The supreme, god-like position of the Assyrian monarch was promoted and enhanced in a variety of practical ways. Access to the king by individuals was, at best, extremely difficult, and the long walk through the gates and corridors flanked by bull and lion colossi and stone reliefs depicting the king slaying and mutilating his enemies would overwhelm the visitor, as it was intended to do, with ‘awesome splendour’…. The only mortal who could be regarded as an equal of the Assyrian king was a foreign king, whom the Assyrian monarch addressed as ‘my brother’, but even he was a potential subject of the ‘king of kings’….

The Assyrian king enjoyed absolute power over the state, there being only three checks to his autocratic rule, religion, legal precedent, and the temper of his nobles and officials. The monarch was subject to religious belief and practice, and examples of royal attempts to depart therefrom are extremely rare. As to legal precedent, the king had to respect the traditional rights of individuals, such as property ownership, and of groups or institutions, such as tax exemptions granted to privileged cities. Finally he had to respect the mood of the upper classes or run the risk, as a few kings did, of revolution and regicide. Apart from these considerations, however; the king’s will was supreme in all affairs of state. Indeed, in the legislative sphere he was not only the supreme but the sole legislator, his ‘law-making’ consisting of royal decrees. There was not even an assembly, as in Sumer, with which he might discuss a proposal, although he did seek advice from his various officials and sanction from the gods by means of omens. The king was presumably supreme judge, and he was definitely commander-in-chief of the army. In religion, although he was subject to commonly accepted beliefs and practices, as already mentioned, he was the high priest…of the god Ashur. This is in contrast to Babylonia where the high priest was not the same person as the king. Finally, even the economy was subject to his will, for in theory he owned all the land, and trade, both domestic and foreign, depended upon his sanction.

The Cambridge Ancient History, volume III, part 2, p. 196

Assyrian Bureaucracy

May 6, 2008
Assyrian bureaucracy can be viewed as a pyramid with the king at the pinnacle and the working population at the base with graduated layers of officials in between, the number of officials at each level increasing as one descends. It is convenient to keep this image in mind, although there are problems with such a neat schema, since the system was not theoretically thought out in advance but simply developed to meet demands as they arose. Particularly relevant to this point is the fact that the Assyrian state, including the administration, was essentially militaristic in organization and there was usually little distinction between military service and civil service. Another consideration is that the chain of command was not always from one level to that immediately adjacent; the crown gave direct orders to some officials far down the pyramid and the king had the right to intervene at any level in any matter. But for clarity it is useful to have the image of a pyramid in mind as one goes through the various levels of officials and describes their position, function, and responsibilities. Only the upper echelons will be discussed, since they are of most importance and our sources provide more information about them than about the lower orders.
At the top of the pyramid sat the king and immediately under him was a trio of officials, the ‘major-domo’…, the ‘vice-chancellor’ …, and the ‘field-marshal’…. The major-domo was the only person who officially had direct access to the monarch, his position being comparable to the Black Eunuch of the sultan’s court in Ottoman Turkey. The power and influence of this individual was immense. Roughly on an equal footing with this officer was the vice-chancellor, whom the king consulted frequently on the various affairs of state and whose importance is illustrated by a legend…that surrounds one of them, Ahiqar, and the fact that their names are enshrined beside the names of their monarchs in ancient lists. The field-marshal completes the trio of officers directly under the king, his high status being confirmed by the lists of Assyrian eponyms…, wherein he appears immediately after the king.
A second group of three which, if not equal in rank to the aforementioned trio, was a close second, consisted of the ‘palace herald’ …, the chief ‘cup-bearer’…, and the ‘steward’…. Although these officers bore titles related originally to domestic service in the court and they may have performed these services on ceremonial occasions, in practice they were entrusted with duties of state of a very high order. The palace herald was the chief administrative officer of the realm. The chief cup-bearer acted as the king’s plenipotentiary on great occasions such as, it will be remembered, at the siege of Jerusalem in the time of Sennacherib. The steward of the king (there was also a steward for each of the crown prince, the queen-mother and the chief wife) carried out special royal commissions, such as the direction of the transportation of precious items.
The offices of most of the officials mentioned so far included ‘governorships’ over certain provinces, and the remaining provincial governors come immediately after them in rank. The governors…, including the governors of the chief Assyrian cities, were arranged in a hierarchy, as is evident from the eponym lists, with the governor of Assyria (i.e. the Assyrian heartland) first. Each governor had his own palace and court, located at the provincial capital, and there was a standing army at his disposal.

The Cambridge Ancient History, volume III, part 2, pp. 199-201

Pervasiveness of Warfare In Early States

May 6, 2008

Whether or not warfare was essential to the rise of the state, the rise of the state certainly marked a decisive break in the history of warfare—the most important turning point until the gunpowder revolution in early modern Europe, which brought with it a still more potent form of political and military centralization. The cultural balance of power, in which most human societies had been trapped for thousands of years, was replaced by the political balance of power, which has endured to the present day. The cultural trap had loopholes: People could escape from it by “forgetting” about their grievances when “remembering” them would have been inconvenient, by ritualization, by arbitrating their disputes, by moving away. But there was no escape from the political trap, except in circumstances of unusual geographical isolation like those of Old Kingdom Egypt. The political type of warfare, heretofore an occasional and not particularly successful experiment in human history, now broke free of all constraints. War ceased to be an ancient ritual of earth and became a struggle for power and wealth between ruling groups claiming descent from the gods. They began the progressive elimination of primitive societies and primitive ways of war, a process that today is practically completed.

The sheer scale and pervasiveness of warfare in early states justifies these conclusions about its central importance. All early states had standing armies, all were expansionist, and all engaged in chronic interstate warfare that resulted in fewer and fewer states. In Egypt, with its extremely circumscribed geography, the process resulted almost at once in the unification of the Nile Valley under a single ruler, whose theocratic functions thereafter overshadowed his military functions. In Iraq, much less circumscribed and divided among many powerful city-states, the process of unification took longer and was never permanently successful, and the militaristic character of the state became much more pronounced. Not until the twenty-fourth century [B.C.E.] did Sargon of Akkad unite all the cities of the plain into the first hegemonic empire.

The Origins of Western Warfare, pp. 37-38

Emphasis mine.

The Immense Wealth of the Persian Kings

May 6, 2008

[The Persian quisling] Tiridates led Alexander [the Great] into a large building behind the palace of Xerxes [at Persepolis] that served as both an armory for the royal bodyguard and a repository for the king’s wealth. Diffused light filtered through a series of openings in the roof above and washed gently over the tons of gold and silver bullion that had been neatly and methodically stored there. Within the treasury building were 120,000 talents of bullion, the largest single concentration of wealth to be found anywhere in the ancient world.

Darius I had imposed a tribute of precious metals in addition to a tribute of goods on his satraps and on the subject nations of the empire. Instead of converting that tribute into coins that could then have been put into circulation, Darius and his successors had it melted and then formed into ingots of gold and silver. The bars were stored in the palace treasury, and when the kings of Persia needed to finance particular projects, wars, or adventures, the precious metals were cast into coins. It was Darius who had introduced the coining of money into the empire; hence, the Persian coin became known as the Daric. Until that time, the empire had been administered largely on the basis of barter.

Successive generations of Persian kings had dipped into the treasury and spent vast sums on themselves. Over the years, they had spent great amounts on administering and expanding the empire and had dispensed large sums in fighting, hiring, and bribing the Greeks. Yet no matter how much money the kings spent, every year at the New Year ceremony more came in to replenish and add to the royal coffers. In the treasury building at Persepolis, Alexander was shown the full measure of how wealthy the Achaemenid kings of Persia had been and how wealthy he had now become.

Envy of the Gods, pp. 18-19

For comparision, Alexander started his invasion of the Persian Empire with a war chest of only 70 talents of gold.

Money in Ptolemaic Egypt

May 6, 2008

For centuries in Egypt there had been no true currency with which to buy and sell goods. Most markets operated on a barter-and-exchange system. For very large-scale transactions it was possible to pay in gold or other precious metals, but the idea of coinage was still relatively new. True monetary economies had emerged in the city-states of the Mediterranean beginning around 650 [B.C.E.], probably first in Lydia, whose later King Croesus had made himself a byword for fabulous wealth. Ptolemy I had made some attempts to follow suit, issuing coins called staters just as Alexander had, but outside Alexandria these were as much demonstrations of royal power as they were useful coins. His son, however, now massively extended this scheme with the creation of a state-run banking system with local branches throughout the towns and villages of the country, all reporting back to the central bank in Alexandria. From these banks a coin-based currency was introduced, backed up by a system of written “bills of exchange”—promissory letters which could be exchanged for real money, or, as we would call them, banknotes. The entire rural economy was to be centered on these local branches, which provided the capital—seed grain and tools—that the farmers needed. They also provided massive state-aided infrastructural schemes such as the creation of a reservoir in the Southern Fayyum oasis which held 360 million cubic yards of water and irrigated 60 square miles of arable land. This was not pure largesse, however. Nearly all the grain produced by farmers was taken into the royal treasury in the form of tax. More land under cultivation meant more grain, and more grain meant more money in the Alexandrian coffers.

The driving force behind this economy was, of course, the immense quantity of grain produced in the Nile Valley. The annual flooding of the Nile, which ran through an almost rainless desert, made this the most productive agricultural land in the known world, where the sun always shone on the crops, but never dried their roots. Such valuable land was largely owned by the crown or the temples and leased to farmers, who were free men and women who often used slave labor to maintain their estates. Such estates produced a vast surplus, much of which the state took. Yet Ptolemy’s system also allowed for a degree of individual enterprise, as banks could handle private financial transactions, provide loans, and broker deals.

Whatever capital was left could be spent in the thriving open markets. Traditionally Egyptians had acquired the necessities of life they couldn’t produce for themselves by direct barter—effectively swapping a loaf for a pint of milk. The Greek immigrants, however, greatly encouraged the development of markets throughout the whole country. These were often held in the precincts of temples, and records exist of the temple taxes levied on the traders. In the town of Oxyrhynchus, for example, had you taken a stroll into the courtyard of the temple of Serapis on market day, a chaotic vista would have opened up as you passed through the first pylon. That day the peace of the temple would have been shattered by the cries of stallholders, all hoping to relieve you of some of the coins in your pocket. Here the local farmers and traders sold local vegetables, wood, olives, rushes, bread, fruit, wool yarn, and plaited garlands from wooden stands, each of which had been licensed (for a fee) by the temple. Among the crowd you might pick out the priests of Serapis, moving between the stalls, checking their goods and imposing the appropriate import duty on everything from olives, dates, cucumbers, squashes, beans, spices, and rock salt to pottery, green fodder, wood, and dung. The throng would also have attracted other traders offering more sophisticated wares, from the bulk grain dealers looking to turn a profit back in Alexandria, to the tailors, leather embroiderers, tinsmiths, butchers, and brothel keepers who always gravitated toward a crowd.

The Rise and Fall of Alexandria, pp. 77-78

Chiefdoms Are Powerful But Fragile

May 5, 2008

Anthropologists commonly use the term “chiefdom” for a primitive culture that has developed a formal social hierarchy in which the war leader holds a unique and permanent rank above all his tribesmen, often with theocratic and redistributive functions as well…. They provided a transitional stage in social development between the tribe and the state. At the level of the chiefdom, the causes of war become more complicated and the motives for war become separable. We can now distinguish among ideological, economic, and political motives.

  1. The articulated motives for war are still revenge and prestige. The difference is that wars are now fought to avenge wrongs against the chief and for the honor and glory of the chief. Primitive militarism is being replaced by kingly or theocratic militarism, an ideology that continues without much change until the time of Louis XIV [of France].
  2. The economic causes of war become more compelling. Genuine conquests and occupations are now possible, so wars can be fought more openly and directly to gain territory. The values of honor and glory may become a pretext, masking a chief’s grab for land and wealth.
  3. Finally, war becomes an organizational source of power. It is now possible to fight wars simply for political reasons, and the martial values may become a pretext for a chief’s grab at power for its own sake.

The more advanced chiefdoms appear to practice what is today called warfare in every sense, except for the lack of an ideology that permits self-conscious strategic thinking. The history of political warfare should therefore begin with these chiefdoms, except that they have no history. In spite of their efficiency, chiefdoms do not seem to last. Only a bare handful of chiefdoms have ever made the full transition to bureaucratic state. The process of military escalation and political centralization is reversible, and normally, it is reversed. The disadvantages of losing freedom to the chief are as obvious as the advantages of military superiority, so the chiefdom rarely survives the death of the chief, which is likely to be premature. Countless societies may have come to the edge of statehood and drawn back from that brink. Chiefdoms do not last because of their efficiency.

The Origins of Western Warfare, pp. 35-36

Personal Honor As Instrument of Social Control

May 5, 2008

The breeding ground of honor [was] the state of semi-anarchy (when it was not complete anarchy) that prevailed in most of the world before the invention of the nation-state in early modern Europe. In such an environment, personal honor and the respect it elicited from others was almost the only instrument of social control, and this was still true to a considerable extent right through the [English] Tudor period. Describing the feud between two grandees in the reign of the first Queen Elizabeth, Lawrence Stone writes that “Both in the brutality of their tactics and in their immunity from the law, the nearest parallels to the Earl of Oxford and Sir Thomas Knyvett in the London of Queen Elizabeth are Al Capone and Dion O’Banion, Bugs Moran and Johnny Torrio in the Chicago of the 1920s.” Among such people, honor was a matter of grim necessity, a workaday proposition by which their power and status in the world were measured and on which their very lives depended.

Honor: A History, p. 54

Emphases mine.

An Immoral Ruler Undermines His Own Legitimacy

May 4, 2008

Chinese emphasis on the state as a moral entity and on the ruler as the primary ethical actor gave the notions of corruption and subversion special meanings. Among the Chinese military texts considered here, only T’ai Kung’s Six Secret Teachings explores the potential of corrupting an enemy; it is not an essential of Chinese martial thought. Nonetheless, the discussion of this subject in the Six Secret Teachings is particularly illuminating in that it differs considerably from the constant discussion of underhanded tricks in the South Asian classic the Arthashastra. The Six Secret Teachings urges a just ruler to tempt his adversary to reveal his own evil nature. In showing himself to be corrupt, the adversary would lose the Mandate of Heaven and, therefore, the support of his people. The goal is not to subvert specific policies, ministers, or generals but to allow the opponent to undermine his own legitimacy. “[A]ssist him in his licentiousness and indulge in music in order to dissipate his will. Make him generous gifts of pearls and jade, and ply him with beautiful women.” While music occupied special spiritual importance in Confucian thought, “music” here probably also means “pleasure,” as both were written with the same character. “Debauch him with beautiful women, entice him with profit. Nurture him with flowers, and provide him with the company of female musicians.” So vital is perceived virtue to power that moral shortcomings threaten a king and the state itself.

Battle, pp. 43-44

Confucian Mandate of Heaven

May 4, 2008

According to Confucian principles, governments were maintained by their moral weight, their capacity to promote welfare and justice. Such a virtuous government enjoyed the Mandate of Heaven, and dynasties fell when they lost this mandate. Consequently the moral corruption of a ruler provided a harbinger of his fall.

Battle, p. 42